Rockefeller & Co.

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Philosophy and process

Rockefeller & Co. is a privately-owned investment management firm that began as a family office in 1882 when John D. Rockefeller established it to manage his family’s investment needs. In 1979, the family office was incorporated and began providing asset management services to clients. Today, Rockefeller & Co. has approximately $16.2 billion USD in assets under management as of June 30, 2017 and focuses on delivering a wide variety of solutions to retail and institutional clients. Currently based out of New York, Rockefeller & Co. has offices in Boston and Washington, DC.

Portfolio managers

David P. Harris, CFA

Chief Investment Officer and Managing Director

Rockefeller & Co.

Investment experience since 1991

David P. Harris, Chief Investment Officer and Managing Director at Rockefeller & Co., oversees the investment department in New York and has spent over 21 years with the firm. Previously, David was Director of Equity Management, leading the Global Equity Portfolio and Equity Analyst teams. Before joining Rockefeller & Co., David worked for more than three years for Stein Roe & Farnham as a Portfolio Manager.

David received an MBA with Distinction in Finance from Cornell University and a BA in Economics from the University of Michigan. He is a CFA charterholder.

Jimmy C. Chang, CFA

Chief Investment Strategist, Senior Portfolio Manager and Managing Director

Rockefeller & Co.

Investment experience since 1994

Jimmy C. Chang is Chief Investment Strategist, Senior Portfolio Manager and Managing Director at Rockefeller & Co., with oversight of the fixed-income group. Prior to joining Rockefeller & Co. in 2004, Jimmy served as a Senior Vice President, Chief Technology Strategist and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at IBM from 1985 to 1994, where he was responsible for client relationship management, business volume and profit attainments at major international financial services and banking accounts.

Jimmy received an MBA in Finance/International Business from New York University and a BS (summa cum laude) in Electrical Engineering from The Cooper Union. He is a CFA charterholder.