Rockefeller & Co.

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Philosophy and process

Rockefeller & Co. is a privately-owned investment management firm that began as a family office in 1882 when John D. Rockefeller established it to manage his family’s investment needs. In 1979, the family office was incorporated and began providing asset management services to clients. Today, Rockefeller & Co. has approximately $16.2 billion USD in assets under management as of June 30, 2017 and focuses on delivering a wide variety of solutions to retail and institutional clients. Currently based out of New York, Rockefeller & Co. has offices in Boston and Washington, DC.

Portfolio managers

David P. Harris, CFA

Chief Investment Officer, Senior Portfolio Manager and Managing Director
Rockefeller & Co.

Investment experience since 1991

David P. Harris, Chief Investment Officer, Senior Portfolio Manager and Managing Director at Rockefeller & Co., oversees the investment department in New York and has spent over 21 years with the firm. Previously, David was Director of Equity Management, leading the Global Equity Portfolio and Equity Analyst teams. Before joining Rockefeller & Co., David worked for more than three years for Stein Roe & Farnham as a Portfolio Manager.

David received an MBA with Distinction in Finance from Cornell University and a BA in Economics from the University of Michigan. He is a CFA charterholder.

Michael Seo, CFA

Portfolio Manager, Director of Equity Research and Managing Director
Rockefeller & Co.

Investment experience since 1999

Michael Seo is a Managing Director, Portfolio Manager and Director of Equity Research for global equity portfolios within Rockefeller & Co. He joined Rockefeller in 1999 as a Performance Analyst and subsequently assumed the role of Equity Analyst covering the global industrials sector.

Michael received a BS in Finance and Information Systems from the Stern School of Business at New York University. He is a CFA charterholder.